Assessor & Hospital Briefing Guide
PSFHI Assessment Process — Complete Overview
Everything assessors and hospital teams need to understand before, during, and after a Patient Safety Friendly Hospital Initiative survey — based on the WHO Patient Safety Assessment Manual, 3rd Edition (WHO EMRO, 2020).
1. What is the Patient Safety Friendly Hospital Initiative?
The Patient Safety Friendly Hospital Initiative (PSFHI) is led in Egypt by WHO Egypt in partnership with the Ministry of Health and Population. Based on the WHO framework launched in 2011, it provides a comprehensive set of standards — the Patient Safety Friendly Hospital Framework (PSFHF) — through which hospitals can assess and improve the safety of care they deliver.
The assessment process is a voluntary, supportive peer review — not an audit or accreditation exercise. The focus is on continuous improvement, capacity building, and collaborative learning. Hospitals are scored against all 134 criteria, and their performance determines a certification level (1–4).
The 3rd Edition (2020) updates the criteria to align with current best practice and WHO guidance. It applies to all hospitals — public or private — and uses a peer review methodology triangulating three sources of evidence: documents, interviews, and direct observation.
2. The Assessment Framework — 5 Domains, 21 Standards, 134 Criteria
The PSFHF is organized into 5 domains. Each domain contains several standards, each with a set of criteria that are individually scored. Each criterion may have Measurable Elements — granular evidence points that help assessors determine the correct score.
| Domain | Name | Standards | Critical | Core | Developmental | Total |
|---|---|---|---|---|---|---|
| A | Leadership & Management | 6 (A1–A6) | 7 | 26 | 3 | 36 |
| B | Patient & Public Involvement | 7 (B1–B7) | 2 | 22 | 7 | 31 |
| C | Safe Evidence-Based Clinical Practice | 4 (C1–C4) | 14 | 24 | 2 | 40 |
| D | Safe Environment | 2 (D1–D2) | 1 | 20 | 1 | 22 |
| E | Lifelong Learning | 2 (E1–E2) | 1 | 2 | 2 | 5 |
| Total | 21 | 25 | 94 | 15 | 134 | |
Source: WHO Patient Safety Assessment Manual, 3rd Edition — Table 1
Domain → Standard → Criteria (scored) → Measurable Element (optional, informs Criteria score)
3. The Three Criteria Types
Each of the 134 criteria is classified as Critical, Core, or Developmental. This classification is fixed — it is a property of the criterion itself, independent of which domain or standard it belongs to.
Fundamental patient safety requirements that must be urgently addressed. All 25 must be Fully Met (score = 1) for any certification level. Cannot be waived or partially satisfied.
Essential operational standards. The percentage of Core criteria met determines the certification level (60%, 90% thresholds). Benchmarking tool for improvement over time.
Forward-looking standards reflecting aspirational practice. Required only for Level 4. Hospitals at lower levels are encouraged to work toward these over time.
4. The Scoring Scale
Each criterion receives a single score per assessment. The PSFHI uses a 3-point rating scale plus Not Applicable. Ratings are agreed by the whole survey team and based on evidence from three sources: documents, interviews, and observation.
| Score | Rating | Rationale (compliance) | Assessor Action Required |
|---|---|---|---|
| 1 | Fully Met | 80% or above of samples/evidence comply | Optional: add an Opportunity for Improvement (OFI) |
| 0.5 | Partially Met | 31–79% of samples comply | Required: gap comment + corrective action recommendation |
| 0 | Not Met | Less than 30% of samples comply | Required: gap comment + corrective action + timeline |
| NA | Not Applicable | Criterion is not relevant to this facility's services | Must be agreed by both the organization and the survey team. Excluded from all score calculations. |
Source: WHO Patient Safety Assessment Manual, 3rd Edition — Table 4
5. How Scores Are Aggregated
The digital platform calculates scores in real time as each criterion is scored. Two parallel aggregation paths run simultaneously:
Path 1 — Hierarchical (structure-based):
// Each criterion scored →
ME Scores (avg, optional)
↓
Criteria Score [0 / 0.5 / 1 / NA]
↓ avg of applicable Criteria (excl. NA)
Standard Score [0–100%]
↓ avg of applicable Standards
Domain Score [0–100%] ×5 domains
↓ avg of applicable Domains
Hospital Overall Score [0–100%]Path 2 — Cross-cutting (by criteria type):
All 25 Critical Criteria → Critical Score [0–100%] All 94 Core Criteria → Core Score [0–100%] All 15 Developmental → Developmental Score [0–100%] // Each = avg of applicable criteria of that type across ALL domains // NA criteria excluded from numerator and denominator
Why two paths? The hierarchical path gives the structural breakdown (how well is Domain C performing?). The cross-cutting path answers the certification question (have all Critical criteria been met?). Both update live on every score entry.
The percentage compliance for Core and Developmental criteria is calculated as: sum of all applicable scores ÷ maximum possible score (number of applicable criteria × 1). For example: 3 criteria scoring 1, 0.5, 0.5 → total 2.0 ÷ max 3.0 = 67%.
6. Certification Levels
Achievement is assessed in three stages: (1) Have all Critical criteria been met? (2) What is Core compliance? (3) What is Developmental compliance?
- ✓All 25 Critical criteria: 100% (Fully Met)
- ✓Core criteria: any percentage
- ✓Developmental criteria: any percentage
- ✓All 25 Critical criteria: 100%
- ✓Core criteria: 60–89%
- ✓Developmental criteria: any
- ✓All 25 Critical criteria: 100%
- ✓Core criteria: ≥90%
- ✓Developmental criteria: any
- ✓All 25 Critical criteria: 100%
- ✓Core criteria: ≥90%
- ✓Developmental criteria: ≥80%
Source: WHO Patient Safety Assessment Manual, 3rd Edition — Table 5
7. The Assessment Process — Step by Step
Pre-Assessment: Hospital Preparation
The hospital reviews all 134 criteria and collects the required documentation. A small internal team works through the self-assessment to identify gaps and prepare evidence.
- ▸Review all criteria and Measurable Elements in the digital tool's self-assessment module
- ▸Identify gaps and create an initial corrective action plan
- ▸Collect and organize documentary evidence (policies, procedures, audit reports)
- ▸Inform staff, patients, and the public about the upcoming survey
On-Site Survey
A multidisciplinary assessor team of 2 or more (at least one non-national, experienced surveyor) conducts the assessment using three evidence methods simultaneously.
- ▸Document review: policies, procedures, audits, training records, incident logs
- ▸Structured interviews: hospital management, clinical directors, nursing, patients
- ▸Direct observation: environment walkthrough, clinical area observation, tracer methodology
- ▸Digital tool used throughout: offline scoring on tablet or laptop, evidence photo capture
Scoring & Aggregated Review
The assessor team agrees on scores for each criterion and reviews all gaps on the Aggregated Review Screen before submission.
- ▸Score each criterion: 0 / 0.5 / 1 / NA — agreed by the whole team
- ▸Mandatory gap comments for any criterion scored below Fully Met
- ▸Attach photo or documentary evidence to individual criteria
- ▸Use Aggregated Review Screen to assign corrective actions, priorities, and due dates for all gaps
- ▸Live score panel shows real-time Hospital, Domain, Critical, Core, Developmental scores
Exit Report & Debrief
The team generates the Exit Report from the digital tool, discusses high-level findings with hospital leadership, and submits the assessment.
- ▸Exit Report auto-populated: all Critical gaps, corrective action recommendations, domain scores, certification level
- ▸Assessor adds overall free-text observations and recommendations
- ▸Verbal debrief with hospital management team — constructive, forward-looking tone
- ▸Submit assessment: hospital immediately gains view-only access to all scores and comments
Report Finalization & Hospital Action Planning
The Organization Admin reviews and approves the report. The hospital simultaneously begins action planning on the submitted findings.
- ▸Assessor retains edit access until Organization Admin approves (to correct errors or add observations)
- ▸Hospital creates action plan entries: corrective action, responsible owner, due date, status
- ▸Admin reviews action plans: approve, reject, or request modifications
- ▸Once approved, report locks; hospital receives formal certification level notification
Monitoring & Continuous Improvement
Hospitals use the digital tool to track action plan progress and conduct structured self-assessments to prepare for the next survey cycle.
- ▸Monitor action plan completion: Pending / In Progress / Completed per criterion
- ▸Overdue items flagged automatically with notifications
- ▸Self-assessment module: full PSFHI framework, results separate from official scores
- ▸Admin tracks remediation across all hospitals in the portfolio
8. Evidence Collection Methods
Scores must be based on evidence from at least three sources. The PSFHF uses a peer review — not an audit — so the survey team uses experience and judgment to triangulate findings. Ratings are agreed by the whole team.
Policies, procedures, strategic plans, audit reports, training records, incident logs, committee minutes. Reviewed before and during the visit.
Senior leadership, patient safety officer, clinical directors, nursing director, infection control, patients, and key department heads using standardized question guides.
Walkthrough of clinical areas, pharmacy, labs, operating rooms, sterilization units. Tracer methodology: following patient pathways in real time across departments.
9. Using the Digital Assessment Tool
The PSFHI Digital Assessment Tool replaces the paper-and-Excel workflow end-to-end. Here is how to use it across the three assessment phases.
Phase A — Scoring (during the on-site visit)
- ▸Log in and select your assigned hospital and assessment cycle
- ▸Navigate by Domain → Standard → Criterion using the left panel tree
- ▸For each criterion: read the classification badge (Critical / Core / Developmental), the EOC guidance, and the Measurable Elements list
- ▸Select score: 1 / 0.5 / 0 / NA — mandatory gap comment appears if score < 1
- ▸Optionally score each Measurable Element to auto-derive the criterion score (override available)
- ▸Attach photos or documents as evidence using the camera or file picker
- ▸Monitor the Live Score Panel (sidebar) — Overall, Critical, Core, Developmental, per-Domain scores update instantly
- ▸All scoring works fully offline — data syncs automatically when you reconnect
Phase B — Aggregated Review (before submission)
- ▸When all criteria are scored, open the Aggregated Review Screen
- ▸All criteria are listed consolidated across all domains, grouped: Not Met → Partially Met → NA → Fully Met
- ▸For each gap, complete: Corrective action (required), Due date, Responsible tags, Priority (Immediate / Short-Term / Long-Term)
- ▸Filter by domain, criteria type, or score to work through gaps systematically
- ▸All fields carry forward to the Exit Report and the hospital's Action Plan module
Phase C — Post-Submission Access
- ▸After submission, assessors retain full edit access until Organization Admin approves
- ▸Hospital gains view-only access immediately on submission — all scores, comments, evidence visible
- ▸Hospital starts action planning against findings right away (no need to wait for admin approval)
- ▸Once admin approves, the report locks. Admin can re-open if needed
- ▸Download the final report in PDF / Word / HTML / Excel